Page:United States Statutes at Large Volume 54 Part 1.djvu/1338

 Investment Advisers Act of 1940-Con. Short title- Suits, jurisdiction-- Unlawful representations- -- Investment Company Act of 1940. See also Investment Advisers Act of 1940- Accountants and auditors - Accounts and records-- Destruction or falsification.-- - --- Activities of investment companies - - Advisory boards, membership restric- tions Affiliated persons and underwriters, transactions of certain-- Annual report of Commission -. .- - -. . Capital structure- Circular ownership__ - -- - Civil actions, settlement - Classification of investment companies- Management companies, subclassifi- cation ---... Closed-end companies, distribution and repurchase of securities.- - -. - -- - -. Compliance with provisions, prevention of -- Contracts, validity -.. .. ... .. Controlling persons, liability-- - Court review of orders -- Cross-ownership--- Definitions, general .-- -- -- -- -- -- "Investment company" --- -- Directors, affiliations of--- Directors, board of, changes in--- Dividends-- Effective date-- Embezzlement- Employees of Commission _ -- - -- - - -- Enforcement-- Exchange, offers of--- Exemptions-- .. .. ... -- -- -- -- Existing law, effect on. Face-amount certificate companies ... - Bankruptcy of - Findings and declaration of policy- - - Functions and activities of investment companies--- Hearings by Commission- Ineligibility of certain affiliated persons and underwriters Information filed with Commission, availability to public __ -- -. .. .-- Injunctions against gross abuse.- -- --- Investment advisory and underwriting contracts .. -- . --... Investment policy, changes in--- .. -- - Larceny and embezzlement .. -- -. - -. . . Loans --- --- -- Management companies, subclassifica- tion -- Names, unlawful- .--. --- Offenses and suits, jurisdiction ..- ... . Page 857 856 853 789 838 838 840 808 807 815 845 817 822 839 799 800 825 846 845 846 844 822 790 797 806 813 821 847 841 845 842 808 80( 84( 829 835 789 808 84' 80' 84, 84 81: 81 84 82' 80 84 84~ Investment Company Act of 1940-Con. Page Orders, general powers of Commission 841 Court review of --- 844 Procedure for issuance 842 Penalty provisions --- 843, 846 Periodic payment plans -- .. 829 Proxies- 822 Redeemable securities, distribution, re- demption, and repurchase 823 Registration of investment companies__ 803 Registration of securities under Securi- ties Act of 1933- 825 Reorganization, plans of 826 Reports, periodic, etc.; reports of affili- ated persons .. 8 36, 845 Reports and records, destruction or falsi- fication 840 Rules, regulations, and orders, general powers of Commission -- 841 Procedure for issuance - 842 Securities Act of 1933, registration of securities under 825 Separability of provisions 846 Short title-- --- 847 Size of investment companies - 811 Investigation and report--- 812 Strict trusts, provisions relative to- 814 Suits, jurisdiction -- 844 Underwriters, transactions of certain-__ 815 Underwriting contracts -- 812 Unit investment trusts __ _ _ __ _ 827 Unlawful representations and names___ 840 Unregistered investment companies, transactions by --- 802 Voting trusts -- 822 Iona Island, N. Y., Naval Ammunition Depot, appropriation for construction work, etc --.- -- -- -. -- -- -- - 607, 878 Iowa: Appropriation for support, etc., of In- dians -- 426, 428 Burlington, limit of cost of construction of post office increased --- 633 Dubuque, time extended for bridging Mississippi River at- 174 Onawa, bridge authorized across Mis- souri River at --- _- - 257 Iran, appropriation for minister to--- 183 Ireland, appropriation for minister to -- - 183 Irrigation. See Reclamation Projects; Water Conservation and Utilization Projects. Irrigation Agriculture, appropriation for investigations __ 544, 639 Irrigation Projects, Federal, construction of fish screens by Bureau of Fisheries_ 455 Isle Royale National Park, Mich., pro- posed, appropriation for administra- tion, etc.--- 446 Italy. anDronriation for ambassador to -.- 183 INDEX LXVIII or ' - - --

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