Page:United States Statutes at Large Volume 48 Part 1.djvu/114

 88 73d CONGRESS. SESS. I. CH. 38. MAY 27, 1933 . the United States information, reports, or other documents that are now or may hereafter be required by any provision of law. SEPARABILITY OF PROVISIONS Separability of pro- SEC. 26 . If any provision of this Act, or the application of such visions. provision to any person or circumstance, shall be held invalid, the remainder of this Act, or the application of such provision to persons or circumstances other than those as to which it is held invalid, shall not be affected thereby. Schedule A. SCHEDULE A Information to be included. (1) The name under which the issuer is doing or intends to do Name of issuer. business; State, etc. (2) the name of the State o r other sover eign power und er which the issuer is organized; Location of issuer's (3) the location of the issuer's principal business office, and if the business office. United States agen- issuer is a foreign or territorial person, the name and address cy, if foreign issuer. of its agent in the United States authorized to receive notice; Names and addresses (4) the names and addresses of the directors or persons perform- o fcorp orati ondir ector s, partners, etc. ing similar functions, and the chief executive, financial and account- ing officers, chosen or to be chosen if the issuer be a corporation, association, trust, or other entity; of all partners, if the issuer be a partnership; and of the is suer, if the issuer be an individ ual; an d o f the promoters in the case of a, business to be formed, or formed within two years prior to the filing of the registration statement; Underwriters. (5) the names and addresses of the underwriters Stockholders. (6) the names and addresses of all persons, if any, owning of record or beneficially, if known, more than 10 per centum of any class of stock of the issuer, or more than 10 per centum in the aggre- gate of the outstanding stock of the issuer as of a date within twenty days pr ior to the fil ing of the re gistrat ion st atement; Schedule of securi- (7) the amount of securities of the issuer held by any person 'es ' specified in paragraphs (4), (5), and (6) of this schedule, as of a date within twenty days prior to the filing of the registration state- ment, and, if possible, as of one year prior thereto, and the amount of the securities, for which the registration statement is filed, to which such persons have indicated their intention to subscribe; Character of bnsi- (8) the general character of the business actually transacted or ness. to be transacted b y the issuer; Capitalization, etc. (9) a statement of the capitalization of the issuer, including the authorized and outstanding amounts of its capital stock and the proportion thereof paid up, the number and classes of shares in which such capital stock is divided, par value thereof, or if it has no par value, the stated or assigned value thereof, a description of the respective voting rights, preferences, conversion and exchange rights, rights to dividends, profits, or capital of each class, with respect to each other class, including the retirement and liquidation rights or values thereof; Outstanding options. (10) a statement of the securities, if any, covered by options out- standing or to be created in connection with the security to be offered, together with the names and addresses of all persons, if any, to be allotted more than 10 per centum in the aggregate of such options; capital stock. (11) the amount of capital stock of each class issued or included in the shares of stock to be offered; F unded debt, etc. (12) the amount of the funded debt outstanding and to be created by the security to be offered, with a brief description of the date, S tatem ent, if su bsti- maturity, and' character of such debt, rate of interest, character of tution permitted. amortization provisions, and the security, if any, therefor. If sub- stitution of any security is permissible, a summarized statement of