Page:United States Statutes at Large Volume 106 Part 4.djvu/868

 106 STAT. 3604 PUBLIC LAW 102-546—OCT. 28, 1992 (B) any disciplinary action based on facts related to a claim that the subject of such action manipulated or attempted to manipulate the price of a commodity or future or option. SEC. 207. REQUIRED REGISTRATION OF FLOOR TRADERS. (a) REQUIREMENT. — Section 4e (7 U.S.C. 6e) is amended to read as follows: "SEC. 4e. It shall be unlawful for any person to act as floor trader in executing purchases and sales, or as floor broker in executing any orders for the purchase or sale, of any commodity for future delivery, or involving any contracts of sale of any commodity for future delivery, on or subject to the rules of any contract market unless such person shall have registered, under this Act, with the Commission as such floor trader or floor broker and such registration shall not have expired nor been suspended nor revoked.**. (b) CONFORMING AMENDMENTS. —The Act is amended— (1) in sections 4f(l), 4g(l), and 6d(l) (7 U.S.C. 6£(1), 6g(l), 13a-2(l)), by striking "or floor broker'* and inserting "floor broker, or floor trader^ (2) in section 6d(8)(A) (7 U.S.C. 13a-2(8)(A)), by inserting ",floortrader,** after "floor broker**; (3) in section 8a(l), (7 U.S.C. 12a(l)), by striking "and floor brokers** and inserting "floor brokers, and floor traders**; and (4) in sections 8a(2)(C)(i), 8a(2)(D)(ii), and 8a(3)(E)(ii) (7 U.S.C. 12a(2)(C)(i), 12a(2)(D)(ii), and 12a(3)(E)(ii)), by inserting "floor trader,** after "floor broker,**. Eff^ive date. (c) REGULATIONS. —The amendments made by this section shall become effective one hundred and eighty days after the date of enactment of this Act, and the Commodity Futures Trading Commission shall issue any regulations necessary to implement the amendments made by this section no later than one hundred and eighty days after the date of enactment of this Act. SEC. 208. ENHANCEMENT OF REGISTRATION REQUIREMENTS. (a) INJUNCTIONS. —Section 8a(2)(C)(ii) (7 U.S.C. 12a(2)(C)(ii)) is amended to read as follows: "(ii) engaging in or continuing any activity where such activity involves embezzlement, theft, extortion, fraud, fraudulent conversion, misappropriation of funds, securities or property, forgery, counterfeiting, false pretenses, bribery, gambling, or any transaction in or advice concerning contract of s£ue of a commodity for future delivery, concerning matters subject to Commission regulation under section 4c or 19, or concerning (b) CERTAIN VIOLATIONS OF LAW. —Section 8a(2)(D)(iv) (7 U.S.C. 12a(2)(D)(iv)) is amended by- CD inserting "1001," after "152,**; (2) striking "or** after "1342,**; (3) inserting "1503, 1623, 1961, 1962, 1963, or 2314,** afl«r "1343,**; and (4) inserting ", or section 7201 or 7206 of the Internal Revenue Code of 1986** after "Code**. (c) OTHER VIOLATIONS OF LAW. — Section 8a(2)(E) (7 U.S.C. 12a(2)(E)) is amended— .. ., 7 USC 6e note.

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