Page:United States Statutes at Large Volume 100 Part 4.djvu/480

 100 STAT. 3216

PUBLIC LAW 99-571—OCT. 28, 1986

"(iv) the Federal Home Loan Bank Board, in the case of a Federal savings and loan association. Federal savings bank, or District of Columbia savings and loan association; ''•> "(v) the Federal Savings and Loan Insurance Corporation, in the case of an institution insured by the Federal Savings " and Loan Insurance Corporation (other than a Federal I* •! savings and loan association. Federal savings bank, or Dis. i yo; I 3 f trict of Columbia savings and loan association); "(vi) the Commission, in the case of all other government securities brokers and government securities dealers."; and it?i J (2) by inserting ", and the term 'District of Columbia savings ""' •" and loan association' means any association subject to examination and supervision by the Federal Home Loan Bank Board 12 USC 1466a. under section 8 of the Home Owners' Loan Act of 1933" before the period ending the last sentence thereof. (c) DEFINITION OF STATUTORY DISQUALIFICATION.—Section 3(a)(39) of such Act (15 U.S.C. 78c(a)(39)) is amended— t' jT f (1) in subparagraph (B)— (A) by inserting "or other appropriate regulatory agency" after "Commission"; and (B) by striking out "or municipal securities dealer" and 1, inserting in lieu thereof "municipal securities dealer, '- *; government securities broker, or government securities dealer"; and (2) in subparagraph (C)— (A) by striking out "or municipal securities dealer" and inserting in lieu thereof "municipal securities dealer, government securities broker, or government securities dealer"; and (B) by inserting ", an appropriate regulatory agency," i..h",% > ', after "Commission". (d) ADDITIONAL DEFINITIONS.—Section 3(a) of such Act (15 U.S.C. 78c(a)) is further amended by adding at the end thereof the following ^^ ^,.;, new paragraphs: "(42) The term 'government securities' means— ,j.,,^^. "(A) securities which are direct obligations of, or obligations guaranteed as to principal or interest by, the United <c,.-^i*''-"' • States; "(B) securities which are issued or guaranteed by corporations in which the United States has a direct or indirect interest and which are designated by the Secretary of the Treasury for exemption as necessary or appropriate in the f public interest or for the protection of investors; "(C) securities issued or guaranteed as to principal or _•. ^ interest by any corporation the securities of which are iji *5«<. ' designated, by statute specifically naming such corporation, .: to constitute exempt securities within the meaning of the laws administered by the Commission; or Ante, p. 3208; 15 "(D) for purposes of sections 15C and 17A, any put, call, USC 76q-i. straddle, option, or privilege on a security described in subparagraph (A), (B), or (C) other than a put, call, straddle, option, or privilege— "(i) that is traded on one or more national securities 'Mil Hi • exchanges; or "(ii) for which quotations are disseminated through an automated quotation system operated by a registered securities association. - * ' . W...V

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