A Defense of the Constitutions of Government of the United States of America/Preface

THE constitution adopted by the State of Massachusetts, in 1780, did not go into operation without meeting serious obstacles in the first few years. The hostility entertained towards an independent executive head and a double legislative department had shown itself very decidedly in the convention, and it rather gained than lost strength, from the disturbed condition of things and the distress among the people immediately after the revolution. Complaints of the aristocratic character of the senate, of the governor's salary, and of the courts, grew louder and louder until the year 1786, when they took the shape of armed resistance to the public authorities, threatening the entire overthrow of the government.

Simultaneously with this state of affairs in America, and growing out of them, discussions of the nature of government again came into vogue, both in England and France. Among other writers, Dr. Richard Price, who had all along viewed with the most lively interest the progress of the revolution, published at the close of the struggle a small tract entitled "Observations on the Importance of the American Revolution and the Means of making it a Benefit to the World," embodying many useful suggestions and much good advice to the people of the United States. At the close of this pamphlet he added a letter which had been addressed to him, in 1778, by the celebrated philosopher and minister of France, M. Turgot, wherein, among many strictures upon the civil institutions of America, he unequivocally and roundly condemns the whole theory of government which Mr. Adams had labored to sustain. Viewing it from a French position, in which the centralization of power has, under every change of form, even the most republican, been the leading idea, he attacks the state constitutions as slavishly borrowed from the system of the mother country, and advocates the collecting of all authority in one centre as the only true substitute. The passage relating to it is prefixed to this republication of Mr. Adams's Defence, as well because it seems essential to a right understanding of the allusions constantly occurring to it in that work, as because it contains reflections upon other subjects which have not lost their interest even at this day. This letter was soon followed by a pamphlet written by the celebrated Mirabeau, reviewing the positions of Dr. Price and of M. Turgot, and particularly enforcing, in his declamatory style, the views of the latter respecting a simple and central government. These views were generally adopted by that school of philosophers which had risen into great influence at this time in France, and they were well known to be sustained by the high authority of Dr. Franklin, as well as of other distinguished men in America.

The occasion seemed to require a defence of the forms already adopted in some, though not in all of the states. Two of them had chosen to act upon the idea of a single source of legislative power, and others were known to be inclined to follow the example. The confederation had fallen into ruins, and projects were already in agitation for the reconstruction of the federal system. Mr. Adams, who was at the moment living in England, decided to come forward once more and fortify his position with both reasoning and authority. Such is the origin of this book, and the explanation of its title. It is a defence of the form of constitutions of the several states, and not, as some have imagined, of that of the United States, in which indeed the leading ideas are embodied, but which was not made until afterwards. Although from the day that the latter system went into successful operation it has been more and more throwing into the shade the state organizations, it must be apparent to every observer of the complex machine, that its favorable movement, in a great measure, depends upon the good condition of those less prominent parts. But this defence equally applies to the one and the other, being in its nature a generalization of ultimate principles, upon which that class of governments is founded which draw their powers from bases long established in all human, civilized society.

Viewed with the searching eye of criticism, the main defect of this book as a treatise appears to be its want of methodical treatment of the subject; a fault which is owing to the hasty manner in which it was prepared to meet a particular crisis, having been commenced on the fourth of October, 1786, and finished on the twenty-sixth of December of the next year. The author was always prompted to write by a sense of the necessity of immediate exertion, and, therefore, in this as in all other instances of his composition, he took too little care of the shape in which his thoughts were clothed. The pride of authorship never belonged to him, even to the degree to which it ought to belong to every man conscious of powers to contribute something to benefit his own generation. The editor had not advanced many pages in his work of revision of the many and glaring errors of the press, before he became impressed with the necessity of deciding a question lying deeper than these. The choice was before him, on the one hand, of implicitly following the text and the order of arrangement of the former editions, however obvious the disadvantage to a work of too much learning and profound reflection not to deserve placing in a better permanent form, or, on the other, of exercising within certain limits the liberty of revision and of correction. To give a single example: in the second volume, page 111, there occurs an obvious transposition of several pages of the text, the effect of which is to derange the regular order of dates, as given in Machiavel's History of Florence, which the author steadily follows elsewhere, and to conclude with the first half of an account, the other portion of which had already been inserted out of any connection thirty pages earlier. Neither is there any reason to be seen in the substance of the story, for this violent change. There can be no cause for doubt that this was the result of an accidental misplacement of the sheets sent to the printer of the first edition, which has been faithfully transmitted to each succeeding one. So in regard to the numerous errors in dates and names, in French and Italian, as well in the translation, as in the original when placed in the notes; all these equally serve to show that if the work deserve to be retained at all, it imperatively requires to be freed from every minor imperfection. Conscious of the responsibility resting upon him for such a decision, the editor, after deliberate reflection, determined to enter upon a thorough revision. Hence it is that the original, unmeaning, and arbitrary division of the subject into letters addressed to a friend, has been made to give way to a more natural one of chapters, embracing the whole or a certain portion of some one topic. Passages, manifestly misplaced, have been brought together. Mistakes of the press have been corrected, and an elaborate comparison has been made of all the abridgments, translations, and quotations of passages to be found in other writers, with the originals, wherever these have been attainable. In all cases in which casual mistakes of the meaning have been made in the hurry of translation from languages with which the author did not become acquainted until late in life, corrections have been tacitly made; and the liberty has been sometimes taken of rearranging the members of a sentence too closely transferred from the Italian idiom, so as to free them from what in English appears unnatural inversion. More important errors sometimes occur, but these have been left to be pointed out in the notes. The changes thus made will prove to be considerable in number, yet, throughout, great care has been taken in no way to impair the meaning, or even to modify the original text of the author. It is obvious that with this notice, and with the original editions still in existence, and to be found in most public libraries, no room is left for a suspicion of surprise, either upon the reader or upon the public.

The remark has been made, that a careful collation with the original authorities has been attempted where practicable. But it should be added, that in some cases it has not been possible to obtain them. This is one of that class of works which, by reason of the deficiency of the libraries, could at no moment, even down to this time, have been written in America. Of the Italian historians referred to, several have been found only in the collection of books left by the author himself.

A few notes to the first volume have been found, a portion of them by the well-known Granville Sharp, and the others by Mr. Brand Hollis, with both of whom the author was in habits of intimacy when in England. Although not very material, they have been inserted with the initial of the writer attached.

The first volume was printed and published in octavo form, as a complete work, by C. Dilly, in London, in the year 1787. It was forthwith transmitted to the United States, where it arrived in the midst of the agitation caused by the assembling of the convention to form the federal constitution. An edition in duodecimo was immediately printed in Boston, another in New York, and another in Philadelphia, by Hall and Sellers, which was much circulated in the convention, and undoubtedly contributed somewhat to give a direction to the opinions of the members. Encouraged by the favorable reception of this volume, the author redoubled his efforts, and in the succeeding year brought out two additional ones. He would have done better had he allowed himself further time. But the French Revolution was impending, the federal constitution was struggling against popular opposition, and the public attention of all Europe was more than ever drawn to the examination of republican forms. The work was translated into French, with the omission of the Italian history, on the ground of the facility had by Europeans of access to the original authorities, and published at Paris, in two volumes, in 1792, together with some notes and observations by M. de la Croix. These notes do not appear to be such as to form an exception in favor of that writer from the sweeping condemnation passed upon his works by Lord Brougham.

Not much time elapsed before another edition was published in London, by John Stockdale. This edition of 1794 is accompanied with an engraved head of the author, taken from Copley's full-length picture, now in the possession of Harvard College. By the permission of that institution, an engraving of the entire picture has now for the first time been taken, and accompanies this work. Lastly, William Cobbett published another edition in Philadelphia, in the year 1797. These are all the editions of the work which the editor has been enabled to discover, although, in some of the author's later correspondence, he alludes to others. Sufficient has been shown to prove the existence of what must have been, considering its nature, regarded as a great demand. Neither has it been easy at any time since to obtain a perfect copy, without paying for it a full price.

Speculations upon government have gone out of vogue in the United States; partly by reason of a general satisfaction with the existing form of constitution, and a disposition to do nothing to disturb it; partly for another and more singular cause. In few countries, even those most despotically governed, can greater unwillingness prevail among educated men, to publish opinions on this subject, conflicting with received ideas. The experience of the author of the Defence furnished a memorable lesson of the danger incurred by a public man through an unreserved expression of his convictions, however honestly entertained. Written in a foreign country, without a thought of personal consequences, and solely to maintain a system recommended long before, the volumes, nevertheless, furnished, for many years after his return home, an unfailing armory, from which weapons to be used against him could be drawn at pleasure by the party in political opposition. Single passages, appearing to favor monarchy or an aristocracy, were torn from the context to prove that the writer was in his heart an enemy to liberty; whilst those which looked the other way, and exposed the defects of both, were overlooked or forgotten. These are the common practices of political warfare, and are only deserving of notice in this connection, on account of the effect they have had to destroy the independence of judgment indispensable to all effective scientific investigation. Upon a fair survey of the entire reasoning embodied in these volumes, it does not seem probable that the author intended to advocate the placing a greater share of power in the hands of his one executive head, than is now actually wielded by the President of the United States, with the exception of the restrictions held by the senate. So, likewise, the senate has probably proved to the full as conservative a body, in all its tendencies, as he designed to approve. The country, however, was just then emerging from an old into a new system, and was not prepared to weigh questions of science in very minute scales. The author was met with a storm of pamphlets and newspaper assaults, which pursued him as long as he remained in public life. Whether owing to this cause or not, the fact is certain, that no leading political man, since his day, has been known to express a serious doubt of the immaculate nature of the government established by the majority. The science has become reduced in America to a eulogy of the Constitution of the United States; and we are compelled to look abroad, to Sismondi, De Tocqueville, Lord Brougham, and other writers, who have studied on a broader scale, for the only philosophical examinations that are free from a bias seriously affecting their permanent value.

Very certainly this is not the spirit in which the Defence was written. Whether the opinions which it expresses prove to be sustained in the course of ages, by the experience of republican systems, or not, they were formed upon no immediate or narrow observation, but resulted from extensive generalization. As such, they must be regarded hereafter as the author's contribution to science, upon which whatever may belong to him of name and fame must ultimately rest. It is not to be supposed that, in all the essential parts of the practical operation of a republican system in the United States, he has judged rightly. Thus far, some of his apprehensions of evil have proved to be without foundation, by reason of his not giving sufficient attention to the neutralizing forces which have been put in operation. But his deductions having been made from observations of the general laws regulating the action of mankind, during the whole period of recorded history, their ultimate soundness or unsoundness will only be established after a much longer term of trial of free institutions throughout the world than has yet been allowed them. It is matter of sufficient gratulation for the present generation, that the restraints recommended by the author, and generally adopted in the United States, have so far proved not inconsistent with the largest liberty, and have guaranteed to society the enjoyment of many of the substantial blessings that can be expected to flow from a well-ordered constitution.